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Field guide8 Curing Problems: How to Diagnose, Fix, and Prevent Them
Concept

Alarms, Interlocks and Fail-Safe Controls

The warning, permissive, shutdown and safe-state functions used to detect abnormal process conditions and limit the consequences of equipment or control failure.

An alarm informs an operator that a defined condition needs attention. An interlock permits, prevents or changes equipment operation when specified conditions are met. Neither term by itself proves that the food process is validated or that every failure mode is controlled.

Useful alarms have a justified trigger, priority, delay or deadband, clear message and defined response. Too many nuisance alarms can obscure the event that actually requires action, while an alarm that occurs after product loss provides little preventive control.

Interlocks can prevent operation without guards, flow, heat, pressure, closure or another required condition. Their logic must match the hazard and process sequence; bypassing one control can create a different unsafe state.

A fail-safe state is the condition selected after loss of power, signal, air pressure or another utility. Stopping motion may be safest for one machine, while holding temperature, closing a valve or preserving ventilation may be necessary elsewhere.

Alarm, interlock, sensor-failure and emergency-state tests should be included in commissioning and periodic verification. Software changes, replacement sensors and revised setpoints can alter the protective function and require controlled review.

The operating procedure should define acknowledgement, immediate action, product hold, escalation, investigation and restart authority. Event records must distinguish the alarm occurrence from the evidence used to decide product disposition.

Related in the Codex

References

  • https://www.fao.org/fao-who-codexalimentarius/sh-proxy/en/?lnk=1&url=https%253A%252F%252Fworkspace.fao.org%252Fsites%252Fcodex%252FStandards%252FCXC%2B1-1969%252FCXC_001e.pdf
  • https://www.fda.gov/food/hazard-analysis-critical-control-point-haccp/haccp-principles-application-guidelines
  • https://www.fsis.usda.gov/policy/fsis-directives/5000.2